Órgãos Reguladores no Forex


Antes de escolher a corretora adequada à seu perfil, um dos passos mais importantes é verificar se ela possui regulamentação em seu respectivo país de atuação, ou mesmo outros países, e se o registro está ativo.

O motivo básico para isso é simples: Proteger seu capital.

Saiba, porém, que nenhuma regulamentação torna a corretora imune à falência ou insolvência. Isso pode acontecer por diversos fatores. Mas, caso aconteça, você terá seu dinheiro (ou parte dele) assegurado.

Entretanto, em corretoras com boas regulamentações, os trades podem recorrer quanto à decisões unilaterais por parte dos brokers, por exemplo, quando conseguem obter ganhos expressivos em e encontrarem dificuldades em receber seus lucros ou quando o trader é prejudicado pela demora na execução de uma ordem que o levou reduzir seu lucro ou mesmo a ter um prejuízo maior quando em condições normais de volatilidade.

Daí a necessidade da denuncia e intermediação de um Órgão Regulador competente.

A regulamentação contribui então, para a transparência na prestação dos serviços, intermediação e solução de problemas entre a corretora e o cliente e legitimidade de suas operações.



Confira a lista dos órgãos reguladores:


ArgentinaCNVComisón Nacional de Valores
África do SulFSCAFinancial Sector Conduct Authority
AlemanhaBaFinFederal Financial Supervisory Authority
Arábia SauditaCMACapital Market Authority
AustráliaASICAustralian Securities and Investments Commission
AustráliaAPRAAustralian Prudential Regulation Authority
AustráliaAUSTRACAustralian Transaction Report and Analysis Centre
ÁustriaFMAFinancial Market Authority
BahamasSCBSecurities Commission of The Bahamas
BahrainCBBCentral Bank of Bahrain
BélgicaFSMAFinancial Services and Markets Authority
BelizeIFSCInternational Financial Services Commission
BotsuanaNBFIRANon-Bank Financial Institutions Regulatory Authority
BrasilCVMComissão de Valores Mobiliários
BulgáriaBNBBulgarian National Bank
CanadáIIROCInvestment Industry Regulatory Organization of Canada
CanadáCIPFCanadian Investor Protection Fund
CatarQCBQatar Central Bank
ChinaCSRCChina Securities Regulatory Commission
China (Taiwan)FSCFinancial Supervisory Commission
ChipreCySECCyprus Securities and Exchange Commission
CroáciaHANFACroatian Financial Services Supervisory Agency
DinamarcaDFSAFinancial Supervision Authority
EgitoFRAFinancial Regulatory Authority
Emirados ÁrabesDFSADubai Financial Services Authority
Emirados ÁrabesU.A.ECentral Bank of the U.A.E
Emirados ÁrabesSCASecurities and Commodities Authority
EspanhaCNMVSpanish Securities Market Commission
Estados UnidosCFTCCommodity Futures Trading Commission
Estados UnidosFINRAFinancial Industry Regulatory Authority
Estados UnidosNFANational Futures Association
Estados UnidosSECSecurities and Exchange Commission
Estados UnidosSIPCSecurities Investor Protection Corporation
Estados UnidosFDICFederal Deposit Insurance Corporation
Estados UnidosFATCAForeign Account Tax Compliance Act
EstôniaFSAEEFinancial Supervision Authority
EstôniaMKMMinistry of Economic Affairs and Communications
FilipinasSECPhilippines Securities and Exchange Commission
FinlandiaFINFSAFinancial Supervision Authority
FrançaAMFFinancial Markets Authority
FrançaCECEICredit Institutions and Investment Firms Committee
FrançaREGAFIThe Financial Firms Register
GibraltarFSCFinancial Services Commission
GréciaHCMCHellenic Capital Markets Commission
HolandaAFMFinancial Markets Authority
Hong KongSFCSecurities and Futures Commission
Hong KongFinComFinancial Commission
HungriaHFSAHungarian Financial Supervisory Authority
HungriaCBHCentral Bank of Hungary
Ilhas Virgens BritânicasFSCFinancial Services Commission
ÍndiaSEBISecurities and Exchange Board of India
ÍndiaCDSLCentral Depository Services Limited
ÍndiaNSDLNational Securities Depository
IndonésiaCoFTRACommodity Futures Trading Regulatory Agency
IrlandaCBICentral Bank of Ireland
IsraelISAIsrael Securities Authority
ItáliaCONSOBNational Commission for Companies and the Stock Exchange
JamaicaFSCFinancial Services Commission
JapãoJSDAJapan Securities Dealers Association
JapãoFSAFinancial Services Agency
JordâniaJSCJordan Securities Commission
KuwaitKCCIKuwait Chamber of Commerce & Industry
LetôniaFCMCFinancial and Capital Market Commission
LíbanoBDLCentral bank of Lebanon
LíbanoAFEArab Federation of Exchanges
LituâniaLSCLithuanian Securities Commission
MaltaMFSAMalta Financial Services Authority
MarrocosCDVMMoroccan Financial markets Authority
MauríciaFSCFinancial Services Commission
MéxicoCNBVComision Nacional Bancaria y de Valores
NicaraguaCIMACayman Islands Monetary Authority
NoruegaNFSAFinancial Supervisory Authority Of Norway
Nova ZelândiaFSPRFinancial Service Providers Register
Nova ZelândiaNZXNZX
PanamáSMVSuperintendence of Securities
PaquistãoSECPakistan Securities and Exchange Commission
PolôniaPFSAPolish Financial Supervision Authority
PortugalCMVMPortuguese Securities Market Commission
QuêniaCMAKenya Capital Markets Authority
Reino UnidoFCAFinancial Conduct Authority
República TchecaCNBCzech National Bank
RomêniaCNVMRRomanian National Securities Commission
RussiaFCSMFederal Commission of Securities Market
RussiaNAFDNational Association of Forex Dealers
RussiaNauforRussian national Association Of Securities Market Participants
RussiaCROFRFinancial Market Relations Regulation Center
RussiaCBRCentral Bank of the Russian Federation
RussiaARBAssociation of Russian Banks
RussiaASROSAssociation of Regional Banks of Russia
RussiaCROFR (ЦРОФР)Center for Regulatory Relations in The Financial Markets
São Vicente e GranadinasFSAFinancial Services Authority
SingapuraMASMonetary Authority of Singapore
Sri LankaCBSLCentral Bank of Sri Lanka
Sri LankaSECSecurities And Exchange commission of Sri Lanka
SuéciaFSAFinancial Supervisory Authority
SuíçaFINMAFinancial Market Supervisory Authority
TailândiaSCBSiam Commercial Bank Public Company
TailândiaBOTBank Of Thailand
TurquiaCMB [SPK]Capital Markets Board of Turkey
UcrâniaNSSMCNational Securities and Stock Market Commission
UcrâniaUCRFINUkrainian Centre for OTC Financial Instruments and Technologies Development